DFX Intelligence

E••• H••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

E••• H••• R••••••••

Advisor at F•••• P••••••• W•••••• L••

Wellesley, MA

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Search this name across graphsid dfx:ria:50d0d7f9-c047-5e69-636a-390977eff1e6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 6, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Mar 6, 2024	n/a	yes	Wellesley, MA	Current employment
G• • W•••• L••	Former SEC adviser	Jun 6, 1999	Mar 21, 2024	no	WELLESLEY, MA\|WELLESLEY, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G• • W•••• L••	F•••• P••••••• W•••••• L••	Mar 21, 2024	Mar 6, 2024	-15	Bulk transfer	RIA to RIA

Relationships

Registered with (2)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Mar 6, 2024 to presentfactForm ADV
→ G• • W•••• L••Registered adviserregistration: previous registration
Jun 6, 1999 to Mar 21, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50d0d7f9-c047-5e69-636a-390977eff1e6
First observed: Jun 6, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.