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BROWN, BENJAMIN, A., CRD 114937
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BROWN, BENJAMIN, A | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | yes | 03/1990 | Mar 16, 2012 | Feb 22, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| DEERFIELD BEACH | FL | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 | Feb 22, 2024 | $280M | $280M | 1 | 1 | 1 | n/a | n/a |
| 2022 | Mar 22, 2023 | $238M | $237M | 1 | 1 | 1 | n/a | n/a |
| 2021 | Mar 7, 2022 | $277M | $273M | 1 | 1 | 1 | n/a | n/a |
| 2020 | Mar 17, 2021 | $221M | $218M | 1 | 1 | 1 | n/a | n/a |
| 2019 | Mar 11, 2020 | $192M | $188M | 1 | 1 | 1 | n/a | n/a |
| 2018 | Mar 26, 2019 | $156M | $153M | 1 | 1 | 1 | n/a | n/a |
| 2017 | Feb 15, 2018 | $166M | $162M | 1 | 1 | 1 | n/a | n/a |
| 2016 | Mar 6, 2017 | $137M | $133M | 1 | 1 | n/a | n/a | n/a |
| 2015 | Mar 14, 2016 | $124M | $122M | 1 | 1 | n/a | n/a | n/a |
| 2014 | Mar 17, 2015 | $120M | $120M | 1 | 1 | n/a | n/a | n/a |
| 2013 | Mar 5, 2014 | $106M | $105M | 1 | 1 | n/a | n/a | n/a |
| 2012 | Mar 14, 2013 | $93.1M | $92.9M | 1 | 1 | n/a | n/a | n/a |
| 2011 | Mar 16, 2012 | $92.3M | $86.7M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $280M | $238M | 17.7% | $221M | 8.2% | 1 | 1 | 1 | 1 |