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Advisor at COMMONWEALTH FINANCIAL NETWORK
Wilmington, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Apr 2, 2026 | n/a | yes | Wilmington, NC | Current employment |
| PATHFINDER WEALTH CONSULTING | Former SEC adviser | Sep 24, 2025 | Apr 2, 2026 | no | WILMINGTON, NC | Previous registration |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jun 3, 2025 | Oct 6, 2025 | no | Wilmington, NC | Previous registration |
| Captrust | Institutional manager | Feb 3, 2020 | Jun 3, 2025 | no | WILMINGTON, NC|Wilmington, NC | Previous registration |
| FOUNTAIN FINANCIAL ASSOCIATES, INC. | Former SEC adviser | Dec 7, 2015 | Mar 30, 2020 | no | WILMINGTON, NC | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Dec 4, 2015 | Dec 7, 2015 | no | WILMINGTON, NC | Previous registration |
| EDWARD JONES | National bd RIA | Jun 25, 2012 | Dec 7, 2015 | no | ST LOUIS, MO|WILMINGTON, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PATHFINDER WEALTH CONSULTING | COMMONWEALTH FINANCIAL NETWORK | Apr 2, 2026 | Apr 2, 2026 | 0 | Firm change | RIA to ibd |
| COMMONWEALTH FINANCIAL NETWORK | PATHFINDER WEALTH CONSULTING | Oct 6, 2025 | Sep 24, 2025 | -12 | Firm change | Ibd to new firm |
| Captrust | COMMONWEALTH FINANCIAL NETWORK | Jun 3, 2025 | Jun 3, 2025 | 0 | Firm change | Other |
| FOUNTAIN FINANCIAL ASSOCIATES, INC. | Captrust | Mar 30, 2020 | Feb 3, 2020 | -56 | Firm change after gap | Other |
| CETERA ADVISOR NETWORKS LLC | FOUNTAIN FINANCIAL ASSOCIATES, INC. | Dec 7, 2015 | Dec 7, 2015 | 0 | Firm change | Other |
| EDWARD JONES | CETERA ADVISOR NETWORKS LLC | Dec 7, 2015 | Dec 4, 2015 | -3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 336658:8032:NC:2026-04-02 | Apr 2, 2026 | Apr 2, 2026 | WILMINGTON, NC | Firm change |
| 8032:336658:NC:2025-10-06 | Oct 6, 2025 | Sep 24, 2025 | WILMINGTON, NC | Firm change |
| 174760:175112:NC:2020-03-30 | Mar 30, 2020 | Feb 3, 2020 | WILMINGTON, NC | Firm change after gap |