This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

EXPONENTIAL ADVISORS LLC

Current firm class

state registeredderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 2008earliest registration or exam on IAPD

Years in industry

18derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S63

First exam

May 23, 2016

First registration

Aug 19, 2020

Dual registered

no

Other names

JOSHUA BARRETT BROOKS|JOSHUA BARRETT BROOKS|Josh Brooks|Josh B Brooks|Josh Barrett Brooks|Josh B Brooks|Josh Brooks|Josh Barrett Brooks

IAPD individual key

6631736

• Occurred

  Dec 12, 2023
  Advisor changed firm

  Joshua Barrett Brooks left Securities America Advisors, Inc. for Exponential Advisors Llc (registered 2025-01-30)

  Form ADVobserved 4 days ago
• Occurred

  Apr 25, 2023
  Advisor changed firm

  Joshua Barrett Brooks left Edward Jones for Securities America Advisors, Inc. (registered 2023-06-27)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:50e49311-3f86-6637-6c0f-e5510127cbff

First observed

Aug 19, 2020

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.