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R••• C•••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

R••• C•••• C•••••

Advisor at I•••••••• A••••••• S••••••••

DALLAS, TX | Federal Way, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:50e59327-546a-d045-1982-ad6f2b482d62

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jan 17, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••••• A••••••• S••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••••• A••••••• S••••••••	Independent wealth	Sep 30, 2024	n/a	yes	Federal Way, WA\|DALLAS, TX	Current employment
J••••• F••••••••	Former SEC adviser	Dec 13, 2023	Apr 25, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J••••• F••••••••	I•••••••• A••••••• S••••••••	Apr 25, 2025	Sep 30, 2024	-207	Firm change after gap	RIA to RIA
S•••••••• • A••••••••• I•••	J••••• F••••••••	Apr 3, 2024

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
165682:288817:WA:2025-04-25	Apr 25, 2025	Sep 30, 2024	FEDERAL WAY, WA	Firm change after gap

Relationships

Registered with (4)

→ I•••••••• A••••••• S••••••••Registered adviserregistration: current employment
Sep 30, 2024 to presentfactForm ADV
→ J••••• F••••••••Registered adviserregistration: previous registration
Dec 13, 2023 to Apr 25, 2025factForm ADV
→ S•••••••• • A••••••••• I•••Registered adviserregistration: previous registration
Oct 3, 2023 to Apr 3, 2024factForm ADV
→ F•••••••• I••••••• W••••• M•••••••••

Dated events

Occurred
Apr 25, 2025
Advisor changed firm
R••• C•••• C••••• left J••••• F•••••••• for I•••••••• A••••••• S•••••••• (registered 2024-09-30)
Form ADVobserved 6 days ago
Occurred
Apr 3, 2024
Advisor changed firm
R••• C•••• C••••• left S•••••••• • A••••••••• I••• for J••••• F•••••••• (registered 2023-12-13)
Form ADVobserved 6 days ago
Occurred
Sep 26, 2023
Advisor changed firm
R••• C•••• C••••• left F•••••••• I••••••• W••••• M••••••••• for S•••••••• • A••••••••• I••• (registered 2023-10-03)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50e59327-546a-d045-1982-ad6f2b482d62
First observed: Jan 17, 2019
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.