DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

Jim A Walker

Advisor at J.P. MORGAN SECURITIES LLC

Dallas, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:50eabf6e-cb50-ba05-51fc-90be98c8fb6c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 5, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 22, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Dec 22, 1999
First registration: Jan 5, 2000
Dual registered: yes, broker-dealer
Other names: JIM ALLEN WALKER
IAPD individual key: 2625060

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	n/a	yes	Dallas, TX	Current employment
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jan 5, 2004	Oct 1, 2012	no	DALLAS, TX\|FARMERS BRANCH, TX\|DALLAS, TX\|DALLAS, TX\|FARMERS BRANCH, TX	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Nov 1, 2002	Jan 14, 2004	no	DALLAS, TX	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 5, 2000	Nov 7, 2002	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	CHASE INVESTMENT SERVICES CORP.	Jan 14, 2004	Jan 5, 2004	-9	Firm change	Other
WELLS FARGO ADVISORS	UBS FINANCIAL SERVICES INC.	Nov 7, 2002	Nov 1, 2002	-6	Firm change	Wirehouse to wirehouse

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Oct 1, 2012 to presentfactForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jan 5, 2004 to Oct 1, 2012factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Nov 1, 2002 to Jan 14, 2004factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 5, 2000 to Nov 7, 2002factForm ADV

Dated events

No dated event names this entity yet.