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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

SEMPER CAPITAL MANAGEMENT, L.P.

CRD 106297

NEW YORK, NY

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Search this name across graphsid dfx:ria:50ede136-a8df-7705-7d3b-b74ebbd5b43c

Data as of Jun 21, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 8
On other graphs: 1
Observed: Nov 25, 2011 to Jun 21, 2023
57 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

SEMPER CAPITAL MANAGEMENT, L.P.

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $964MItem 5.F on the latest filing (2023-06-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $964M
Private client RAUM: $11.4MderivedItem 5.D individuals plus high net worth individuals
Private client share: 1%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11
Advisory employees: 5
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 15
Individual clients: 0
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $2.3Mgross asset value as reported per fund; never fund size
SEC number: 801-42753
CRD: 106297
Filings on the tape: 57
First filed: Nov 25, 2011
Latest filed: Jun 21, 2023
Organised: Limited Partnership, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SEMPER MIDAS FUND, L.P.	Hedge Fund	$542M	Jul 9, 2020	47	Feb 10, 2012	dropped	021-170476
SEMPER GOVERNMENT/CREDIT FIXED INCOME FUND, L.P.	Hedge Fund	$59.1M	Sep 13, 2013	2	Feb 10, 2012	dropped	021-144003
SEMPER OPPORTUNISTIC MORTGAGE STRATEGY FUND, L.P.	Hedge Fund	$55.9M	Sep 13, 2013	1	Feb 10, 2012	dropped	021-129673
UCM NEW HORIZON FUND, L.P.	Hedge Fund	$30.4M	Mar 1, 2013	15	Feb 10, 2012	dropped	021-140965
SEMPER ALTERNATIVE ASSET OPPORTUNITY FUND, L.P.	Hedge Fund	$14.0M	Mar 30, 2017	4	Mar 30, 2017	dropped	021-164851
SEMPER US RMBS OPPORTUNITY REIT, INC.	Hedge Fund	$12.5M	Sep 13, 2013	108	Feb 10, 2012	dropped	021-172739
UCM SECURED ASSET ALLOCATION FUND, L.P.	Hedge Fund	$2.6M	Mar 1, 2013	3	Jun 5, 2012	dropped	021-177894
SEMPER CREDIT OPPORTUNITY FUND L.P.	Other Private Fund	$2.3M	Jun 21, 2023	2	Mar 29, 2023	reported	021-441576
SEMPER ACTIVE MBS FUND, L.P.	Hedge Fund	$0	Feb 2, 2017	0	Feb 10, 2012	dropped	021-164851

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LAUDER, RONALD, STEVEN	Member	E	yes	05/1998	Nov 24, 2014	Jun 21, 2023
PARSONS, GREGORY, ALLEN	MANAGING MEMBER	E	yes	05/2010	Nov 25, 2011	Jun 21, 2023
PARSONS, GREGORY, ALLEN	CHIEF EXECUTIVE OFFICER	B	yes	12/2010	Nov 25, 2011	Jun 21, 2023
PARSONS, RICHARD, D	MANAGING MEMBER	E	yes	07/2008	Nov 25, 2011	Jun 21, 2023
RDP I LLC	LIMITED PARTNER	C	yes	07/2008	Nov 25, 2011	Jun 21, 2023
RSL CAPITAL LLC	LIMITED PARTNER	C	yes	11/2014	Nov 24, 2014	Jun 21, 2023
SEMPER CAPITAL PARTNERS LLC	GENERAL PARTNER	A	yes	04/2010	Jul 23, 2013	Jun 21, 2023
LOHWATER, KARL, WILLEM	CHIEF COMPLIANCE OFFICER	Na	no	06/2023	Jun 21, 2023	Jun 21, 2023
MANDEL, THOMAS, BENJAMIN	CHIEF INVESTMENT OFFICER	Na	no	03/2018	Mar 31, 2018	Jun 21, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CAVU SECURITIES LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Media	Pa	United States	1	no
Maitland	FL	United States	0	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 29, 2023	$964M	$964M	11	5	2	1	$2.3M
2021	Mar 31, 2022	$1.9B	$1.9B	14	6	3	n/a	n/a
2020	Mar 31, 2021	$2.4B	$2.4B	17	6	3	n/a	n/a
2019	Mar 30, 2020	$3.9B	$3.9B	21	7	1	1	$542M
2018	Mar 29, 2019	$2.9B	$2.9B	22	6	1	1	$530M
2017	Mar 31, 2018	$2.0B	$2.0B	21	9	1	1	$184M
2016	Mar 30, 2017	$1.3B	$1.3B	15	7	n/a	2	$115M
2015	Mar 15, 2016	$1.0B	$1.0B	15	6	n/a	2	$319M
2014	Mar 17, 2015	$1.2B	$722M	14	4	n/a	2	$303M
2013	Mar 26, 2014	$1.1B	$565M	17	4	n/a	2	$216M
2012	Mar 1, 2013	$1.0B	$514M	20	5	n/a	7	$340M
2011	Feb 10, 2012	$1.2B	$613M	n/a	n/a	n/a	6	$197M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$964M	$1.9B	-50.2%	$3.9B	-37.4%	11	14	2	3

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ORANGE INVESTMENT ADVISORS, LLC	2	Jan 3, 2017	Aug 26, 2019	ORLANDO, FL	Team lift out	Other	100.0%

Relationships

Advises (9)

→ SEMPER CREDIT OPPORTUNITY FUND L.P.Private fundOther Private Fund, IA
Mar 29, 2023 to presentfactForm ADV
→ SEMPER MIDAS FUND, L.P.Private fundHedge Fund, IA, no longer reported
Feb 10, 2012 to Jul 9, 2020factForm ADV
→ SEMPER ALTERNATIVE ASSET OPPORTUNITY FUND, L.P.Private fundHedge Fund, IA, no longer reported
Mar 30, 2017 to Mar 30, 2017factForm ADV
→ SEMPER ACTIVE MBS FUND, L.P.Private fundHedge Fund, IA, no longer reported
Feb 10, 2012 to Feb 2, 2017factForm ADV
→ SEMPER US RMBS OPPORTUNITY REIT, INC.Private fundHedge Fund, IA, no longer reported
Feb 10, 2012 to Sep 13, 2013factForm ADV
→ SEMPER OPPORTUNISTIC MORTGAGE STRATEGY FUND, L.P.Private fundHedge Fund, IA, no longer reported
Feb 10, 2012 to Sep 13, 2013factForm ADV
→ SEMPER GOVERNMENT/CREDIT FIXED INCOME FUND, L.P.Private fundHedge Fund, IA, no longer reported
Feb 10, 2012 to Sep 13, 2013factForm ADV
→ UCM SECURED ASSET ALLOCATION FUND, L.P.Private fundHedge Fund, IA, no longer reported
Jun 5, 2012 to Mar 1, 2013factForm ADV
→ UCM NEW HORIZON FUND, L.P.Private fundHedge Fund, IA, no longer reported
Feb 10, 2012 to Mar 1, 2013factForm ADV

Owns (2)

← MANDEL, THOMAS, BENJAMINOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 31, 2018 to presentfactForm ADV
← LOHWATER, KARL, WILLEMOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 21, 2023 to presentfactForm ADV

Controls (6)

← PARSONS, RICHARD, DOwnerMANAGING MEMBER, ownership code E, individual
Nov 25, 2011 to presentfactForm ADV
← PARSONS, GREGORY, ALLENOwnerMANAGING MEMBER, ownership code E, individual
Nov 25, 2011 to presentfactForm ADV
← LAUDER, RONALD, STEVENOwnerMEMBER, ownership code E, individual
Nov 24, 2014 to presentfactForm ADV
← RDP I LLCOwnerLIMITED PARTNER, ownership code C, domestic entity
Nov 25, 2011 to presentfactForm ADV
← RSL CAPITAL LLCOwnerLIMITED PARTNER, ownership code C, domestic entity
Nov 24, 2014 to presentfactForm ADV
← SEMPER CAPITAL PARTNERS LLCOwnerGENERAL PARTNER, ownership code A, domestic entity
Jul 23, 2013 to presentfactForm ADV

Moved with (1)

→ ORANGE INVESTMENT ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Jan 3, 2017 to Aug 26, 2019factForm ADV

Registered with (2)

← BORIS PERESECHENSKYAdvisorregistration: previous registration
Dec 3, 2010 to Jan 3, 2017factForm ADV
← JERALD PAUL MENOZZIAdvisorregistration: previous registration
Nov 9, 2010 to Jan 3, 2017factForm ADV

Dated events

Occurred
Jun 21, 2023
Control person left
Comer Stephen Ellwood (Chief Compliance Officer/Chief Operating Officer /Chief Legal Officer) no longer on Schedule A of Semper Capital Management, L.P. (listed 2023-03-29, absent 2023-06-21)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2023
Regulatory AUM changed
Semper Capital Management, L.P. reported RAUM $964.2M, down 50% from $1.9B (2022-11-03 to 2023-03-29)
Form ADVobserved 4 days ago
$-973M
Occurred
Mar 31, 2021
Regulatory AUM changed
Semper Capital Management, L.P. reported RAUM $2.4B, down 40% from $3.9B (2020-07-09 to 2021-03-31)
Form ADVobserved 4 days ago
$-1.6B
Occurred
Mar 31, 2021
Control person left
William Gregory Ellis (Member) no longer on Schedule A of Semper Capital Management, L.P. (listed 2020-07-09, absent 2021-03-31)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2020
Regulatory AUM changed
Semper Capital Management, L.P. reported RAUM $3.9B, up 34% from $2.9B (2019-03-29 to 2020-03-30)
Form ADVobserved 4 days ago
$999M
Occurred
Mar 29, 2019
Regulatory AUM changed
Semper Capital Management, L.P. reported RAUM $2.9B, up 45% from $2.0B (2018-03-31 to 2019-03-29)
Form ADVobserved 4 days ago
$908M
Occurred
Mar 29, 2019
Control person joined
Comer Stephen Ellwood (Chief Operating Officer And Chief Legal Officer) appeared on Schedule A of Semper Capital Management, L.P.
Form ADVobserved 4 days ago
Occurred
Mar 31, 2018
Regulatory AUM changed
Semper Capital Management, L.P. reported RAUM $2.0B, up 58% from $1.3B (2017-03-30 to 2018-03-31)
Form ADVobserved 4 days ago
$748M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50ede136-a8df-7705-7d3b-b74ebbd5b43c
First observed: Nov 25, 2011
Last observed: Jun 21, 2023 39 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SEMPER CAPITAL MANAGEMENT, L.P.

CRD 106297

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:50ede136-a8df-7705-7d3b-b74ebbd5b43c

Data as of Jun 21, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:19 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SEMPER MIDAS FUND, L.P.

Hedge Fund

$542M

Jul 9, 2020

Feb 10, 2012

dropped

021-170476

SEMPER GOVERNMENT/CREDIT FIXED INCOME FUND, L.P.

Hedge Fund

$59.1M

Sep 13, 2013

Feb 10, 2012

dropped

021-144003

SEMPER OPPORTUNISTIC MORTGAGE STRATEGY FUND, L.P.

Hedge Fund

$55.9M

Sep 13, 2013

Feb 10, 2012

dropped

021-129673

UCM NEW HORIZON FUND, L.P.

Hedge Fund

$30.4M

Mar 1, 2013

Feb 10, 2012

dropped

021-140965

SEMPER ALTERNATIVE ASSET OPPORTUNITY FUND, L.P.

Hedge Fund

$14.0M

Mar 30, 2017

dropped

021-164851

SEMPER US RMBS OPPORTUNITY REIT, INC.

Hedge Fund

$12.5M

Sep 13, 2013

108

Feb 10, 2012

dropped

021-172739

UCM SECURED ASSET ALLOCATION FUND, L.P.

Hedge Fund

$2.6M

Mar 1, 2013

Jun 5, 2012

dropped

021-177894

SEMPER CREDIT OPPORTUNITY FUND L.P.

Other Private Fund

$2.3M

Jun 21, 2023

Mar 29, 2023

reported

021-441576

SEMPER ACTIVE MBS FUND, L.P.

Hedge Fund

Feb 2, 2017

Feb 10, 2012

dropped

021-164851

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LAUDER, RONALD, STEVEN

Member

yes

05/1998

Nov 24, 2014

Jun 21, 2023

PARSONS, GREGORY, ALLEN

MANAGING MEMBER

yes

05/2010

Nov 25, 2011

Jun 21, 2023

PARSONS, GREGORY, ALLEN

CHIEF EXECUTIVE OFFICER

yes

12/2010

Nov 25, 2011

Jun 21, 2023

PARSONS, RICHARD, D

MANAGING MEMBER

yes

07/2008

Nov 25, 2011

Jun 21, 2023

RDP I LLC

LIMITED PARTNER

yes

07/2008

Nov 25, 2011

Jun 21, 2023

RSL CAPITAL LLC

LIMITED PARTNER

yes

11/2014

Nov 24, 2014

Jun 21, 2023

SEMPER CAPITAL PARTNERS LLC

GENERAL PARTNER

yes

04/2010

Jul 23, 2013

Jun 21, 2023

LOHWATER, KARL, WILLEM

CHIEF COMPLIANCE OFFICER

06/2023

Jun 21, 2023

MANDEL, THOMAS, BENJAMIN

CHIEF INVESTMENT OFFICER

03/2018

Mar 31, 2018

Jun 21, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CAVU SECURITIES LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Media

United States

Maitland

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 29, 2023

$964M

$2.3M

2021

Mar 31, 2022

$1.9B

n/a

2020

Mar 31, 2021

$2.4B

n/a

2019

Mar 30, 2020

$3.9B

$542M

2018

Mar 29, 2019

$2.9B

$530M

2017

Mar 31, 2018

$2.0B

$184M

2016

Mar 30, 2017

$1.3B

n/a

$115M

2015

Mar 15, 2016

$1.0B

n/a

$319M

2014

Mar 17, 2015

$1.2B

$722M

n/a

$303M

2013

Mar 26, 2014

$1.1B

$565M

n/a

$216M

2012

Mar 1, 2013

$1.0B

$514M

n/a

$340M

2011

Feb 10, 2012

$1.2B

$613M

n/a

$197M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$964M

$1.9B

-50.2%

$3.9B

-37.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ORANGE INVESTMENT ADVISORS, LLC

Jan 3, 2017

Aug 26, 2019

ORLANDO, FL

Team lift out

Other

100.0%