DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T•• A••••••• G•••• O• S•• F••••••••• L••
SAN F••••••••, CA | Ellicott City, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T•• A••••••• G•••• O• S•• F••••••••• L•• | Independent wealth | Nov 29, 2023 | n/a | yes | Ellicott City, MD|SAN F••••••••, CA | Current employment |
| A••••• S•••• F••••••••• L•• | Former SEC adviser | Feb 7, 2019 | Nov 28, 2023 | no | BETHESDA, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••• S•••• F••••••••• L•• | T•• A••••••• G•••• O• S•• F••••••••• L•• | Nov 28, 2023 | Nov 29, 2023 | 1 | Firm change | RIA to RIA |
| C•••••• W••••• M••••••••• L•• | A••••• S•••• F••••••••• L•• | Dec 7, 2015 | Feb 7, 2019 |
| C•••••• W••••• M••••••••• L•• | Former SEC adviser | Aug 4, 2015 | Dec 7, 2015 | no | CONCORD, MA | Previous registration |
| G••••• G•••• L•• | Former SEC adviser | Aug 30, 2006 | Nov 3, 2009 | no | BOSTON, MD | Previous registration |
| S•••• R•••••• L•• | n/a | Oct 11, 2000 | Dec 31, 2006 | no | BOSTON, MA | Previous registration |
| 1,158 |
| Firm change after gap |
| Other |
| G••••• G•••• L•• | C•••••• W••••• M••••••••• L•• | Nov 3, 2009 | Aug 4, 2015 | 2,100 | Firm change after gap | Other |
| S•••• R•••••• L•• | G••••• G•••• L•• | Dec 31, 2006 | Aug 30, 2006 | -123 | Firm change after gap | Other |