DFX Intelligence

S•••••• T••••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

S•••••• T••••• S•••••••••

Advisor at I••• W••••• P•••••••

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:50fbcb12-a46d-de2b-3f18-acace9553d5c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 29, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••• W••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 21, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••• W••••• P•••••••	Independent wealth	Aug 1, 2022	n/a	yes	HOUSTON, TX	Current employment
I••• W••••• P•••••••• L••	Former SEC adviser	Feb 17, 2017	Aug 1, 2022	no	HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••• W••••• P•••••••• L••	I••• W••••• P•••••••	Aug 1, 2022	Aug 1, 2022	0	Channel change	RIA to new firm
M••••• S••••••	I••• W••••• P•••••••• L••	Feb 23, 2017	Feb 17, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
283098:319609:TX:2022-08-01	Aug 1, 2022	Aug 1, 2022	HOUSTON, TX	Firm change
149777:283098:TX:2017-02-23	Feb 23, 2017	Feb 17, 2017	HOUSTON, TX	Firm change

Relationships

Registered with (4)

→ I••• W••••• P•••••••Registered adviserregistration: current employment
Aug 1, 2022 to presentfactForm ADV
→ I••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Feb 17, 2017 to Aug 1, 2022factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Feb 23, 2017factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:50fbcb12-a46d-de2b-3f18-acace9553d5c
First observed: Jul 29, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.