This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MML INVESTORS SERVICES, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 1990earliest registration or exam on IAPD

Years in industry

36derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S63

First exam

Aug 22, 2016

First registration

Mar 3, 2015

Dual registered

yes, broker-dealer

Other names

JAMES DAVID LEATHERMAN|JAMES D LEATHERMAN

IAPD individual key

2396180

• Occurred

  Aug 17, 2026
  Advisor changed firm

  James David Leatherman left Park Avenue Securities Llc for Mml Investors Services, Llc (registered 2026-08-06)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:50fe5284-387f-07ea-4119-7aee71d6ed2d

First observed

Mar 3, 2015

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.