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Advisor at VANGUARD ADVISERS, INC.
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Mar 20, 2017 | n/a | yes | CHARLOTTE, NC | Current employment |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Nov 18, 2013 | Aug 17, 2015 | no | ARLINGTON, VA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Dec 14, 2005 | Nov 20, 2013 | no | CHARLOTTE, NC|WEEHAWKEN, NJ|CHARLOTTE, NC|WEEHAWKEN, NJ|BROOKFIELD, WI|Brookfield, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E*TRADE CAPITAL MANAGEMENT, LLC | VANGUARD ADVISERS, INC. | Aug 17, 2015 | Mar 20, 2017 | 581 | Firm change after gap | Other |
| UBS FINANCIAL SERVICES INC. | E*TRADE CAPITAL MANAGEMENT, LLC | Nov 20, 2013 | Nov 18, 2013 | -2 | Firm change | Other |