This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

TD PRIVATE CLIENT WEALTH LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

4

Exams

S65|S63

First exam

Sep 2, 2022

First registration

Dec 8, 2022

Dual registered

yes, broker-dealer

Other names

KATHLEEN ANN KUMFER|KATHLEEN ANN KUMFER|kathleen kumfer|Kate Lumetta

IAPD individual key

2749750

• Occurred

  Mar 13, 2024
  Advisor changed firm

  Kathleen Lumetta left Primerica Advisors for Td Private Client Wealth Llc (registered 2024-03-15)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:51106f44-8ef5-7d43-6988-ce6b3eb5d569

First observed

Dec 8, 2022

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.