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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

GALBRAITH CAPITAL INVESTMENT MANAGEMENT CORP

CRD 162057

SAFETY HARBOR, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:51121e30-ec52-b943-ed71-8734b68ada01

Data as of Mar 5, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Mar 5, 2012 to Mar 5, 2012
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $117MItem 5.F on the latest filing (2012-03-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $117M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 10
Private funds: 6Schedule D 7.B(1)
Private fund GAV: $36.6Mgross asset value as reported per fund; never fund size
SEC number: 801-74517
CRD: 162057
Filings on the tape: 1
First filed: Mar 5, 2012
Latest filed: Mar 5, 2012
Organised: Corporation, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
GALBRAITH GLOBAL STRATEGIES MASTER FUND, LP	Hedge Fund	$16.8M	Mar 5, 2012	2	Mar 5, 2012	reported	n/a
GALBRAITH GLOBAL STRATEGIES FUND, LP	Hedge Fund	$10.4M	Mar 5, 2012	8	Mar 5, 2012	reported	n/a
GALBRAITH GLOBAL STRATEGIES OFFSHORE FUND, LTD	Hedge Fund	$6.4M	Mar 5, 2012	10	Mar 5, 2012	reported	n/a
GALBRAITH SYSTEMATIC ARBITRAGE FUND, LP	Hedge Fund	$1.5M	Mar 5, 2012	13	Mar 5, 2012	reported	n/a
GALBRAITH SYSTEMATIC ARBITRAGE MASTER FUND, LP	Hedge Fund	$1.5M	Mar 5, 2012	2	Mar 5, 2012	reported	n/a
GALBRAITH SYSTEMATIC ARBITRAGE FUND, LTD	Hedge Fund	$0	Mar 5, 2012	1	Mar 5, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GALBRAITH CAPITAL, LLC	Shareholder	E	yes	08/2004	Mar 5, 2012	Mar 5, 2012
GALBRAITH, JOSEPH, BENSON	MANAGING MEMBER	E	yes	06/2004	Mar 5, 2012	Mar 5, 2012
GRECZEK, STEVEN, ALEXANDER	CHIEF COMPLIANCE OFFICER	B	yes	02/2012	Mar 5, 2012	Mar 5, 2012
GENESIS FAMILY TRUST	Shareholder	E	no	06/2010	Mar 5, 2012	Mar 5, 2012
ROYAL BANK OF CANADA (CARIBBEAN) CORPORATION	TRUSTEE OF GENESIS FAMILY TRUST	Na	no	06/2010	Mar 5, 2012	Mar 5, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GALBRAITH CAPITAL, LLC	n/a	n/a	n/a	Y	yes	n/a

Relationships

Advises (6)

→ GALBRAITH SYSTEMATIC ARBITRAGE FUND, LPPrivate fundHedge Fund, IA
Mar 5, 2012 to presentfactForm ADV
→ GALBRAITH SYSTEMATIC ARBITRAGE FUND, LTDPrivate fundHedge Fund, IA
Mar 5, 2012 to presentfactForm ADV
→ GALBRAITH GLOBAL STRATEGIES FUND, LPPrivate fundHedge Fund, IA
Mar 5, 2012 to presentfactForm ADV
→ GALBRAITH SYSTEMATIC ARBITRAGE MASTER FUND, LPPrivate fundHedge Fund, IA
Mar 5, 2012 to presentfactForm ADV
→ GALBRAITH GLOBAL STRATEGIES MASTER FUND, LPPrivate fundHedge Fund, IA
Mar 5, 2012 to presentfactForm ADV
→ GALBRAITH GLOBAL STRATEGIES OFFSHORE FUND, LTDPrivate fundHedge Fund, IA
Mar 5, 2012 to presentfactForm ADV

Controls (3)

← GRECZEK, STEVEN, ALEXANDEROwnerCHIEF COMPLIANCE OFFICER, ownership code B, individual
Mar 5, 2012 to presentfactForm ADV
← GALBRAITH, JOSEPH, BENSONOwnerMANAGING MEMBER, ownership code E, individual
Mar 5, 2012 to presentfactForm ADV
← GALBRAITH CAPITAL, LLCOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 5, 2012 to presentfactForm ADV

Owns (2)

← GENESIS FAMILY TRUSTOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 5, 2012 to presentfactForm ADV
← ROYAL BANK OF CANADA (CARIBBEAN) CORPORATIONOwnerTRUSTEE OF GENESIS FAMILY TRUST, ownership code NA, foreign entity
Mar 5, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:51121e30-ec52-b943-ed71-8734b68ada01
First observed: Mar 5, 2012
Last observed: Mar 5, 2012 177 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GALBRAITH CAPITAL INVESTMENT MANAGEMENT CORP

CRD 162057

SAFETY HARBOR, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:51121e30-ec52-b943-ed71-8734b68ada01

Data as of Mar 5, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:34 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

GALBRAITH GLOBAL STRATEGIES MASTER FUND, LP

Hedge Fund

$16.8M

Mar 5, 2012

reported

n/a

GALBRAITH GLOBAL STRATEGIES FUND, LP

Hedge Fund

$10.4M

Mar 5, 2012

reported

n/a

GALBRAITH GLOBAL STRATEGIES OFFSHORE FUND, LTD

Hedge Fund

$6.4M

Mar 5, 2012

reported

n/a

GALBRAITH SYSTEMATIC ARBITRAGE FUND, LP

Hedge Fund

$1.5M

Mar 5, 2012

reported

n/a

GALBRAITH SYSTEMATIC ARBITRAGE MASTER FUND, LP

Hedge Fund

$1.5M

Mar 5, 2012

reported

n/a

GALBRAITH SYSTEMATIC ARBITRAGE FUND, LTD

Hedge Fund

Mar 5, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GALBRAITH CAPITAL, LLC

Shareholder

yes

08/2004

Mar 5, 2012

GALBRAITH, JOSEPH, BENSON

MANAGING MEMBER

yes

06/2004

Mar 5, 2012

GRECZEK, STEVEN, ALEXANDER

CHIEF COMPLIANCE OFFICER

yes

02/2012

Mar 5, 2012

GENESIS FAMILY TRUST

Shareholder

06/2010

Mar 5, 2012

ROYAL BANK OF CANADA (CARIBBEAN) CORPORATION

TRUSTEE OF GENESIS FAMILY TRUST

06/2010

Mar 5, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GALBRAITH CAPITAL, LLC

n/a

yes

n/a