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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

Mark Hy Shames

Advisor at EDWARD JONES

Tyrone, GA

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Search this name across graphsid dfx:ria:511c1375-a36a-87ca-195d-c046c4e3e79b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 22, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDWARD JONES
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 4, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Oct 4, 1993
First registration: Mar 22, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 2389073

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDWARD JONES	National bd RIA	Nov 25, 2019	n/a	yes	Tyrone, GA	Current employment
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Sep 20, 2016	Nov 25, 2019	no	Atlanta, GA\|ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA\|COLLEGE PARK, GA\|COLLEGE PARK, GA\|EAST POINT, GA\|FOREST PARK, GA\|UNION CITY, GA\|PEACHTREE, GA	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Jun 18, 2012	Dec 31, 2016	no	ATLANTA, GA\|FAYETTEVILLE, GA\|UNION CITY, GA\|PEACHTREE CITY, GA\|PEACHTREE CITY, GA\|ATLANTA, GA\|JONESBORO, GA\|ALPHARETTA, GA\|ALPHARETTA, GA\|ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA\|COLLEGE PARK, GA\|COLLEGE PARK, GA\|EAST POINT, GA\|FOREST PARK, GA\|UNION CITY, GA\|PEACHTREE CITY, GA	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Jul 27, 2009	Jun 29, 2012	no	PEACHTREE CITY, GA\|STOCKBRIDGE, GA\|CONYERS, GA\|APPLETON, WI	Previous registration
FIRST LEGACY SECURITIES, LLC	n/a	Sep 21, 2007	Jul 23, 2009	no	TYRONE, GA\|BLAIRSVILLE, GA\|TYRONE, GA\|FAIRBURN, GA	Previous registration
CROW FINANCIAL ADVISORS	Former SEC adviser	Mar 22, 2005	Aug 10, 2007	no	FAIRBURN, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUIST ADVISORY SERVICES, INC.	EDWARD JONES	Nov 25, 2019	Nov 25, 2019	0	Firm change	Ibd to ibd
SUNTRUST INVESTMENT SERVICES, INC.	TRUIST ADVISORY SERVICES, INC.	Dec 31, 2016	Sep 20, 2016	-102	Bulk transfer	Other
INVEST FINANCIAL CORPORATION	SUNTRUST INVESTMENT SERVICES, INC.	Jun 29, 2012	Jun 18, 2012	-11	Firm change	Other
FIRST LEGACY SECURITIES, LLC	INVEST FINANCIAL CORPORATION	Jul 23, 2009	Jul 27, 2009	4	Firm change	Other
CROW FINANCIAL ADVISORS	FIRST LEGACY SECURITIES, LLC	Aug 10, 2007	Sep 21, 2007	42	Firm change	Other

Relationships

Registered with (6)

→ EDWARD JONESRegistered adviserregistration: current employment
Nov 25, 2019 to presentfactForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Sep 20, 2016 to Nov 25, 2019factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jun 18, 2012 to Dec 31, 2016factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Jul 27, 2009 to Jun 29, 2012factForm ADV
→ FIRST LEGACY SECURITIES, LLCRegistered adviserregistration: previous registration
Sep 21, 2007 to Jul 23, 2009factForm ADV
→ CROW FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Mar 22, 2005 to Aug 10, 2007factForm ADV

Dated events

No dated event names this entity yet.