B•••• T••• L•••

Advisor at N•••• G••••

ROCHESTER, NY | Grand Island, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:51221fbd-2534-f4a5-3f28-8059e20188e4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 10, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 24, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••• G••••	Independent wealth	Jan 8, 2019	n/a	yes	Grand Island, NE\|ROCHESTER, NY	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Apr 10, 2012	Jan 7, 2019	no	KEARNEY, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	N•••• G••••	Jan 7, 2019	Jan 8, 2019	1	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ N•••• G••••Registered adviserregistration: current employment
Jan 8, 2019 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 10, 2012 to Jan 7, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:51221fbd-2534-f4a5-3f28-8059e20188e4
First observed: Apr 10, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.