DFX Intelligence

M••••• E••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant42 years in industry

M••••• E••••• L•••••

Advisor at 4••••••• F•••••••• G•••• I•••

SYOSSET, NY

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Search this name across graphsid dfx:ria:5122b4ac-3b1b-dfa8-d215-53ea051cf483

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 4••••••• F•••••••• G•••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 10, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
4••••••• F•••••••• G•••• I•••	Independent wealth	Jul 6, 2012	n/a	yes	SYOSSET, NY	Current employment
A••••••• P••••••••• A•••••••• I••	Former SEC adviser	Mar 26, 2012	Feb 11, 2013	no	HOLBROOK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• P••••••••• A•••••••• I••	4••••••• F•••••••• G•••• I•••	Feb 11, 2013	Jul 6, 2012	-220	Firm change after gap	Other
P••• A••••• S••••••••• L••	A••••••• P••••••••• A•••••••• I••	Mar 19, 2012	Mar 26, 2012

Relationships

Registered with (3)

→ 4••••••• F•••••••• G•••• I•••Registered adviserregistration: current employment
Jul 6, 2012 to presentfactForm ADV
→ A••••••• P••••••••• A•••••••• I••Registered adviserregistration: previous registration
Mar 26, 2012 to Feb 11, 2013factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Mar 30, 2007 to Mar 19, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5122b4ac-3b1b-dfa8-d215-53ea051cf483
First observed: Mar 30, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.