DFX Intelligence

R••• F•••••••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

R••• F•••••••• H•••••••

Advisor at M••••• D•••••• C•••••• M••••••••• L••

MILWAUKEE, WI

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Search this name across graphsid dfx:ria:512347b5-f7f4-1ad4-4e72-45235c45ab08

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 8, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• D•••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 7, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• D•••••• C•••••• M••••••••• L••	Independent wealth	May 6, 2014	n/a	yes	MILWAUKEE, WI	Current employment
V••• • C••••••• L••	Former SEC adviser	Mar 8, 2013	May 2, 2014	no	BROOKFIELD, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••• • C••••••• L••	M••••• D•••••• C•••••• M••••••••• L••	May 2, 2014	May 6, 2014	4	Firm change	Other

Relationships

Registered with (2)

→ M••••• D•••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
May 6, 2014 to presentfactForm ADV
→ V••• • C••••••• L••Registered adviserregistration: previous registration
Mar 8, 2013 to May 2, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:512347b5-f7f4-1ad4-4e72-45235c45ab08
First observed: Mar 8, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.