DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••
Encino, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Jul 14, 2025 | n/a | yes | Encino, CA | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | Jun 5, 2025 | Jul 24, 2025 | no | W•••LAKE VILLAGE, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | C•••••••• I••••••••• R••••••• A•••••••• I••• | Jul 24, 2025 | Jul 14, 2025 | -10 | Firm change | Ibd to ibd |
| W•••••• I••••••••• S••••••••• | L•• F•••••••• L•• | Jun 5, 2025 | Jun 5, 2025 |
| W•••••• I••••••••• S••••••••• | Former SEC adviser | May 28, 2008 | Jun 5, 2025 | no | Westlake Village, CA|New York, NY | Previous registration |
| F•••••••• W••• G•••• | Former SEC adviser | May 26, 2006 | Jun 20, 2008 | no | EL SEGUNDO, CA|EL SEGUNDO, CA|W•••LAKE VILLAGE, CA | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | May 19, 2003 | Jun 8, 2006 | no | TORRANCE, CA|TORRANCE, CA | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| F•••••••• W••• G•••• | W•••••• I••••••••• S••••••••• | Jun 20, 2008 | May 28, 2008 | -23 | Firm change | Other |
| C•••••••• G••••• M•••••• I••• | F•••••••• W••• G•••• | Jun 8, 2006 | May 26, 2006 | -13 | Firm change | Other |