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RIA / WealthAdvisorCertified Financial Planner18 years in industry

Brian Jacob Knapp

Advisor at MOSAIC WEALTH

ST. LOUIS, MO

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Search this name across graphsid dfx:ria:513d7c7e-4e8a-eedb-f83f-907f1c20b09c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 10, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MOSAIC WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Mar 6, 2009
First registration: Mar 10, 2009
Dual registered: no
Other names: Brian Knapp|Brian J Knapp
IAPD individual key: 5468889

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MOSAIC WEALTH	Independent wealth	Jan 4, 2022	n/a	yes	ST. LOUIS, MO	Current employment
MOSAIC FAMILY WEALTH, LLC	Former SEC adviser	Jul 13, 2021	Jan 3, 2022	no	ST. LOUIS, MO\|ST. LOUIS, MO	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Apr 17, 2020	Jun 7, 2021	no	SAINT LOUIS, MO	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Aug 17, 2018	Feb 22, 2020	no	St Louis, MO	Previous registration
EDWARD JONES	National bd RIA	Mar 10, 2009	Jul 24, 2018	no	ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MOSAIC FAMILY WEALTH, LLC	MOSAIC WEALTH	Jan 3, 2022	Jan 4, 2022	1	Firm change	RIA to new firm
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	MOSAIC FAMILY WEALTH, LLC	Jun 7, 2021	Jul 13, 2021	36	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Feb 22, 2020	Apr 17, 2020	55	Firm change	Other
EDWARD JONES	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jul 24, 2018	Aug 17, 2018	24	Firm change	Ibd to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
170923:317377:MO:2022-01-03	Jan 3, 2022	Jan 4, 2022	ST LOUIS, MO	Firm change

Relationships

Registered with (5)

→ MOSAIC WEALTHRegistered adviserregistration: current employment
Jan 4, 2022 to presentfactForm ADV
→ MOSAIC FAMILY WEALTH, LLCRegistered adviserregistration: previous registration
Jul 13, 2021 to Jan 3, 2022factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Apr 17, 2020 to Jun 7, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 17, 2018 to Feb 22, 2020factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Mar 10, 2009 to Jul 24, 2018factForm ADV

Dated events

Occurred
Jan 3, 2022
Advisor changed firm
Brian Jacob Knapp left Mosaic Family Wealth, Llc for Mosaic Wealth (registered 2022-01-04)
Form ADVobserved 4 days ago