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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

GARY MARSHALL FRIEDMAN

Advisor at LPL FINANCIAL LLC

VIRGINIA BEACH, VA

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Search this name across graphsid dfx:ria:513dd136-e435-8d75-65f5-714729e4b486

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 30, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 18, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: May 18, 1995
First registration: Jul 30, 2002
Dual registered: yes, broker-dealer
Other names: GARY FRIEDMAN
IAPD individual key: 2592589

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 15, 2025	n/a	yes	VIRGINIA BEACH, VA\|VIRGINIA BEACH, VA	Current employment
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Sep 30, 2019	May 15, 2025	no	SAN DIEGO, CA\|Virginia Beach, VA\|VIRGINIA BEACH, VA\|VIRGINIA BEACH, VA\|Chesapeake, VA	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Apr 3, 2018	Aug 15, 2019	no	VIRGINIA BEACH, VA	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 23, 2013	Apr 3, 2018	no	CHESAPEAKE, VA\|CHESAPEAKE, VA	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Jul 30, 2002	Jan 24, 2013	no	CHESAPEAKE, VA\|CHESAPEAKE, VA\|VIRGINIA BEACH, VA\|CHESAPEAKE, VA\|SUFFOLK, VA\|SUFFOLK, VA\|NORFOLK, VA\|VIRGINIA BEACH, VA\|NORFOLK, VA\|CHESAPEAKE, VA\|VIRGINIA BEACH, VA\|VIRGINIA BEACH, VA\|NORFOLK, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUSO FINANCIAL SERVICES, L.P.	LPL FINANCIAL LLC	May 15, 2025	May 15, 2025	0	Bulk transfer	Ibd to ibd
OPPENHEIMER & CO. INC.	CUSO FINANCIAL SERVICES, L.P.	Aug 15, 2019	Sep 30, 2019	46	Firm change	Ibd to ibd
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	OPPENHEIMER & CO. INC.	Apr 3, 2018	Apr 3, 2018	0	Firm change	Ibd to ibd
SUNTRUST INVESTMENT SERVICES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jan 24, 2013	Jan 23, 2013	-1	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 15, 2025 to presentfactForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Sep 30, 2019 to May 15, 2025factForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Apr 3, 2018 to Aug 15, 2019factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 23, 2013 to Apr 3, 2018factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jul 30, 2002 to Jan 24, 2013factForm ADV

Dated events

No dated event names this entity yet.