DFX Intelligence
Reading the graph
Reading the graph
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Advisor at V•••• C••••••• L••
WEST CHESTER, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V•••• C••••••• L•• | Mixed wealth | Oct 11, 2018 | n/a | yes | WEST CHESTER, PA | Current employment |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Oct 3, 2012 | Oct 10, 2018 | no | WILMINGTON, DE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••••• I••••••••• R••••••• A•••••••• I••• | V•••• C••••••• L•• | Oct 10, 2018 | Oct 11, 2018 | 1 | Firm change | Ibd to new firm |
| S••••••• F•••••••• S•••••••• I••• | C•••••••• I••••••••• R••••••• A•••••••• I••• | Oct 4, 2012 | Oct 3, 2012 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 134139:298465:DE:2018-10-10 | Oct 10, 2018 | Oct 11, 2018 | WILMINGTON, DE | Firm change |
| S••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Feb 27, 2012 | Oct 4, 2012 | no | WEST CHESTER, PA|WEST CHESTER, PA | Previous registration |
| N•• E•••••• S••••••••• C••••••••• | Former SEC adviser | Jul 24, 2002 | Mar 15, 2004 | no | WAYNE , PA | Previous registration |
| -1 |
| Firm change |
| Other |
| N•• E•••••• S••••••••• C••••••••• | S••••••• F•••••••• S•••••••• I••• | Mar 15, 2004 | Feb 27, 2012 | 2,905 | Firm change after gap | Other |