This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

WELLS FARGO ADVISORS

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 17, 2010earliest registration or exam on IAPD

Years in industry

15derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Nov 17, 2010

First registration

Sep 25, 2017

Dual registered

yes, broker-dealer

Other names

JAKE N LAM|Phuong N Lam|Jake Lam|PHUONG NGUYEN LAM

IAPD individual key

5857257

• Occurred

  Sep 19, 2023
  Advisor changed firm

  Phuong Nguyen Lam left J.P. Morgan Securities Llc for Wells Fargo Advisors (registered 2023-09-18)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:515243ba-e159-eb73-add4-3a62b57d09a3

First observed

Sep 25, 2017

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.