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Advisor at MILLS WEALTH ADVISORS, LLC
SOUTHLAKE, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MILLS WEALTH ADVISORS, LLC | Independent wealth | Dec 3, 2025 | n/a | yes | SOUTHLAKE, TX | Current employment |
| U.S. CAPITAL WEALTH ADVISORS, LLC | Bd affiliated wealth | Jun 30, 2021 | Nov 25, 2025 | no | AUSTIN, TX | Previous registration |
| USCA RIA LLC | Former SEC adviser | Feb 12, 2016 | Jun 30, 2021 | no | Dallas, TX|HOUSTON, TX | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Aug 3, 2005 | Feb 16, 2016 | no | DALLAS, TX|DALLA, TX | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Sep 30, 1997 | Aug 2, 2005 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. CAPITAL WEALTH ADVISORS, LLC | MILLS WEALTH ADVISORS, LLC | Nov 25, 2025 | Dec 3, 2025 | 8 | Firm change | Ibd to RIA |
| USCA RIA LLC | U.S. CAPITAL WEALTH ADVISORS, LLC | Jun 30, 2021 | Jun 30, 2021 | 0 | Bulk transfer | Ibd to RIA |
| WELLS FARGO ADVISORS | USCA RIA LLC | Feb 16, 2016 | Feb 12, 2016 | -4 | Firm change | Other |
| MORGAN STANLEY DW INC. | WELLS FARGO ADVISORS | Aug 2, 2005 | Aug 3, 2005 | 1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:152170:TX:2016-02-16 | Feb 16, 2016 | Feb 12, 2016 | DALLA, TX | Firm change |