DFX Intelligence

M•••••• D•••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

M•••••• D•••• S•••••

Advisor at C••••••••• F•••••••• N••••••

Tetonia, ID | Boynton Beach, FL

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Search this name across graphsid dfx:ria:515c16e3-6f0b-1e78-f72e-5d377aadcea0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 16, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jun 28, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Mar 2, 2023	n/a	yes	Tetonia, ID\|Boynton Beach, FL\|Boynton Beach, FL	Current employment
O•••• F•• I•••	Former SEC adviser	Oct 21, 2008	Mar 1, 2023	no	BOCA RATON, FL\|BOYNTON BEACH, FL\|BOYNTON BEACH, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• F•• I•••	C••••••••• F•••••••• N••••••	Mar 1, 2023	Mar 2, 2023	1	Firm change	Ibd to ibd
M•• F•••••••• S•••••••• I•••	O•••• F•• I•••	Oct 20, 2008	Oct 21, 2008

Team moves

••• Locked

Team	Left	Joined	From	Kind
3978:8032:FL:2023-03-01	Mar 1, 2023	Mar 2, 2023	BOYNTON BEACH, FL	Firm change

Relationships

Registered with (3)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Mar 2, 2023 to presentfactForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Oct 21, 2008 to Mar 1, 2023factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 16, 2007 to Oct 20, 2008factForm ADV

Dated events

Occurred
Mar 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:515c16e3-6f0b-1e78-f72e-5d377aadcea0
First observed: Jul 16, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.