DFX Intelligence

Data Factory

M•••• S••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

M•••• S••••• A•••••••• L••

CRD 114085

MILWAUKEE, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:51672e80-0a94-645c-aeb3-4a61c21f2754

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 15
On other graphs: 1
Observed: Mar 28, 2012 to Mar 31, 2026
38 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

M•••• S••••• A•••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $39BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $39B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
Q•••••• R••• F••• L••	Private Equity Fund	$670,693	Mar 26, 2014	3	Feb 14, 2012	dropped	n/a
Q•••••• R••• F•••••• L••	Securitized Asset Fund	$289,743

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••• D••••• J•••	Director	Na	yes	11/2020	Jan 7, 2021	Nov 11, 2024
M•••••••• P•••• A••••••	PRESIDENT & DIRECTOR	Na	yes	11/2024	Jan 26, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
N••••••••• M••••• I••••••••• M••••••••• C••••••• L••	n/a	Institutional manager	$323B	N	yes	n/a
N••••••••• M••••• I••••••••• S•••••••• L••	n/a	No RAUM reported	$0	N

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$39B	$35B	11.5%	$26B	15.2%	13	13	0	0

Relationships

Affiliated with (6)

← N••••••••• M••••• I••••••••• M••••••••• C••••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••,LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ N••••••••• M••••• I••••••••• M••••••••• C••••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV
← N••••••••• M••••• I••••••••• S•••••••,LLC

Dated events

Occurred
Nov 11, 2024
Control person left
Emerson John Bentley (Chairman Of The Board) no longer on Schedule A of M•••• S••••• A•••••••• L•• (listed 2024-06-10, absent 2024-11-11)
Form ADVobserved 7 days ago
Occurred
Nov 11, 2024
Control person joined
Anthony Paul Mikelson (President & Director) appeared on Schedule A of M•••• S••••• A•••••••• L••
Form ADVobserved 7 days ago
Occurred
Jan 31, 2023
Control person left
Peter Ronald Joelson (Chairman Of The Board) no longer on Schedule A of M•••• S••••• A•••••••• L•• (listed 2022-03-31, absent 2023-01-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:51672e80-0a94-645c-aeb3-4a61c21f2754
First observed: Mar 28, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 31, 2026	$39B	$39B	13	13	0	n/a	n/a
2024	Mar 28, 2025	$35B	$35B	13	13	0	n/a	n/a
2023	Mar 29, 2024	$29B	$29B	14	13	0	n/a	n/a
2022	Mar 30, 2023	$26B	$26B	12	11	0	n/a	n/a
2021	Mar 31, 2022	$32B	$32B	11	10	0	n/a	n/a
2020	Mar 30, 2021	$29B	$29B	6	5	0	n/a	n/a
2019	Mar 30, 2020	$31B	$31B	11	10	0	n/a	n/a
2018	Mar 27, 2019	$28B	$28B	11	10	0	n/a	n/a
2017	Mar 30, 2018	$31B	$31B	11	10	0	n/a	n/a
2016	Mar 30, 2017	$26B	$26B	12	10	n/a	n/a	n/a
2015	Mar 29, 2016	$19B	$19B	12	10	n/a	n/a	n/a
2014	Mar 19, 2015	$21B	$21B	12	10	n/a	n/a	n/a
2013	Mar 26, 2014	$123B	$123B	69	45	n/a	2	$960,436
2012	Mar 28, 2013	$114B	$114B	70	44	n/a	n/a	n/a
2011	Mar 28, 2012	$105B	$105B	n/a	n/a	n/a	n/a	n/a