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CRD 162681
TORONTO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| PATRICK MICHAEL NEWTON | Chartered Financial Analyst | TORONTO | Centennial, CO | 0 | 22 | 1 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| POLAR MULTI-STRATEGY MASTER FUND | Hedge Fund | $32B | Oct 2, 2024 | 11,130 | Apr 3, 2012 | reported | 021-1455515 |
| POLAR LONG/SHORT MASTER FUND | Hedge Fund | $1.4B | Oct 2, 2024 | 5,107 | Jun 29, 2017 | reported | 021-1687092 |
| POLAR SPV 2020-2 LP | Hedge Fund | $1.3B | Jan 14, 2022 | 57 | Mar 19, 2021 | dropped | 021-372231 |
| POLAR LONG/SHORT FUND | Hedge Fund | $1.2B | Jun 29, 2016 | 1,992 | Apr 3, 2012 | dropped | 021-1412163 |
| NORTH POLE CAPITAL MASTER FUND II | Hedge Fund | $539M | Apr 19, 2016 | 96 | Apr 3, 2012 | dropped | 021-1455515 |
| POLAR SPV 2020-3 LP | Hedge Fund | $157M | Oct 2, 2024 | 11 | Mar 19, 2021 | reported | n/a |
| ALTAIRIS OFFSHORE | Hedge Fund | $150M | Jun 26, 2014 | 17 | Apr 3, 2012 | dropped | 021-1391602 |
| POLAR SPV 2020-1 LP | Hedge Fund | $140M | Jan 14, 2022 | 16 | Mar 19, 2021 | dropped | n/a |
| POLAR CRS-1 LP | Hedge Fund | $55.7M | Oct 2, 2024 | 11 | Aug 28, 2024 | reported | 021-513452 |
| POLAR STRUCTURED CREDIT FUND A L.P. | Securitized Asset Fund | $31.0M | Jun 26, 2014 | 4 | Jun 26, 2014 | dropped | n/a |
| POLAR OPPORTUNITIES FUND | Hedge Fund | $8.7M | Jun 27, 2019 | 21 | Jun 29, 2017 | dropped | 021-1700341 |
| POLAR STRUCTURED CREDIT FUND B L.P. | Securitized Asset Fund | $3.4M | Jun 26, 2014 | 4 | Jun 26, 2014 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| FLYING WALRUS INVESTMENTS INC. | Shareholder | C | yes | 03/1997 | Mar 29, 2021 | Oct 2, 2024 |
| Lemaich, Richard, Gregory | CHIEF EXECUTIVE OFFICER, PRESIDENT | Na | yes | 10/2024 | Mar 19, 2021 | Oct 2, 2024 |
| MA, ANDREW, MAN HO | CHIEF COMPLIANCE OFFICER | Na | yes | 08/2020 | Mar 19, 2021 | Oct 2, 2024 |
| PALSAB HOLDINGS INC. | Shareholder | C | yes | 09/1998 | Mar 29, 2021 | Oct 2, 2024 |
| POLAR CAPITAL CORPORATION | Shareholder | C | yes | 07/2020 | Mar 19, 2021 | Oct 2, 2024 |
| POLAR FINANCIAL CORPORATION | SOLE SHAREHOLDER | E | yes | 03/1997 | Mar 19, 2021 | Oct 2, 2024 |
| PUMA, RICHARD, SCOTT | CHIEF OPERATING OFFICER | Na | yes | 10/2024 | Feb 3, 2023 | Oct 2, 2024 |
| Sabourin, Jane, Elisabeth Mae | Trustee | F | yes | 03/2020 | Jun 27, 2024 | Oct 2, 2024 |
| SABOURIN, JOHN, PAUL | CHAIRMAN/CHIEF INVESTMENT OFFICER | Na | yes | 09/2006 | Mar 19, 2021 | Oct 2, 2024 |
| SABOURIN, JOHN, PAUL | Shareholder | E | yes | 03/1997 | Mar 19, 2021 | Oct 2, 2024 |
| Sabourin, John, Vincent | Trustee | F | yes | 03/2020 | Jun 27, 2024 | Oct 2, 2024 |
| SABOURIN, THOMAS, JOSEPH | Trustee | F | yes | 03/2020 | Mar 19, 2021 | Oct 2, 2024 |
| THOMAS SABOURIN (2020) FAMILY TRUST | Shareholder | E | yes | 03/2020 | Jun 27, 2024 | Oct 2, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| 1000151504 ONTARIO INC. | n/a | n/a | n/a | N | yes | n/a |
| 1000355732 ONTARIO INC. | n/a | n/a | n/a | N | yes | n/a |
| 2731463 ONTARIO INC. | n/a | n/a | n/a | N | yes | n/a |
| 2816418 ONTARIO INC. | n/a | n/a | n/a | N | yes | n/a |
| 2832335 ONTARIO INC. | n/a | n/a | n/a | N | yes | n/a |
| POLAR CAPITAL PARTNERS GP INC. | n/a | n/a | n/a | N | yes | n/a |
| POLAR FUND MANAGEMENT IV, LP | n/a | n/a | n/a | N | yes | n/a |
| POLAR FUND MANAGEMENT V, LP | n/a | n/a | n/a | N | yes | n/a |
| POLAR MICRO-CAP FUND II GP LTD. | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEW YORK | NY | United States | 7 | no |
| Calgary | n/a | Canada | 2 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Jun 27, 2024 | $34B | $34B | 143 | 53 | 5 | 3 | $33B |
| 2023 | Jun 29, 2023 | $30B | $30B | 131 | 54 | 2 | 3 | $30B |
| 2022 | Jun 29, 2022 | $28B | $28B | 121 | 48 | 2 | 3 | $28B |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $38B | $30B | 25.0% | n/a | n/a | 164 | 131 | 6 | 2 |