M•••••• H• W•••

Advisor at R••••••••• A•• W••••• A• A••••••• L••

New York City, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5174d1a2-4398-7c67-0a6a-01e116368539

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 8, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• A•• W••••• A• A••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Apr 7, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• A•• W••••• A• A••••••• L••	Institutional manager	Apr 10, 2021	n/a	yes	New York City, NY	Current employment
C••••• A•••••• N••••••• L••	Former SEC adviser	May 3, 2016	Jan 21, 2021	no	NEW YORK, NY\|Brooklyn, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A•••••• N••••••• L••	R••••••••• A•• W••••• A• A••••••• L••	Jan 21, 2021	Apr 10, 2021	79	Firm change	Other
M••••• S••••••	C••••• A•••••• N••••••• L••	Apr 13, 2016	May 3, 2016

Relationships

Registered with (4)

→ R••••••••• A•• W••••• A• A••••••• L••Registered adviserregistration: current employment
Apr 10, 2021 to presentfactForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
May 3, 2016 to Jan 21, 2021factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Apr 13, 2016factForm ADV
→ M••••• S•••••• • C•• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5174d1a2-4398-7c67-0a6a-01e116368539
First observed: Apr 8, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.