DFX Intelligence

S••••• K•••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

S••••• K•••••• H••••

Advisor at T••••••••• F•••••••• A•••••••• L••

Ashville, NC

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Search this name across graphsid dfx:ria:5177171e-036e-7af6-5409-aa0b353422e4

Data as of Sep 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 24, 2024 to Sep 22, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• F•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Sep 9, 2026	n/a	yes	Ashville, NC	Current employment
W•• B•••••••• S•••••••• I•••	Bd affiliated wealth	Jun 24, 2024	Aug 17, 2026	no	ASHEVILLE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•• B•••••••• S•••••••• I•••	T••••••••• F•••••••• A•••••••• L••	Aug 17, 2026	Sep 9, 2026	23	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Sep 9, 2026 to presentfactForm ADV
→ W•• B•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 24, 2024 to Aug 17, 2026factForm ADV

Dated events

Occurred
Aug 17, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5177171e-036e-7af6-5409-aa0b353422e4
First observed: Jun 24, 2024
Last observed: Sep 22, 2026 31 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.