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CRD 283692
WEST CONSHOHOCKEN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JOHN KEITH SCHNEIDER | Chartered Financial Analyst | WEST CONSHOHOCKEN, PA | 9 | 32 | n/a | no |
| James Buchanan Bell | Chartered Financial Analyst | WEST CONSHOHOCKEN, PA | 9 | 11 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| THE RHINO SMALL CAP FINANCIAL FUND, L.P. | Hedge Fund | $189M | Mar 8, 2024 | 29 | Feb 17, 2015 | reported | 021-162087 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Dorfman, Steven, Michael | CHIEF OPERATING OFFICER | Na | yes | 02/2023 | Mar 8, 2024 | Mar 8, 2024 |
| ESCHE, JAY, ELWOOD | CHIEF COMPLIANCE OFFICER | Na | yes | 12/2020 | Dec 23, 2020 | Mar 8, 2024 |
| SCHNEIDER, JOHN, KEITH | PRESIDENT AND CIO | E | yes | 07/2005 | Dec 23, 2020 | Mar 8, 2024 |
| Bell, James, Buchanan | SENIOR RESEARCH ANALYST | Na | no | 03/2015 | Dec 23, 2020 | Mar 8, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 20, 2026 | $566M | $566M | 3 | 2 | 0 | 1 | n/a |
| 2024 | Mar 19, 2025 | $625M | $625M | 3 | 2 | 0 | 1 | n/a |
| 2023 | Mar 8, 2024 | $552M | $552M | 3 | 2 | 0 | 1 | $189M |
| 2022 | Mar 15, 2023 | $399M | $399M | 3 | 2 | 0 | 1 | $137M |
| 2021 | Feb 7, 2022 | $227M | $227M | 2 | 2 | 0 | 1 | $30.0M |
| 2020 | Feb 9, 2021 | $114M | $114M | 2 | 2 | 0 | 1 | $12.8M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $566M | $625M | -9.4% | $399M | 12.4% | 3 | 3 | 0 | 0 |