DFX Intelligence

N••••• D••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst26 years in industry

N••••• D••••• D•••••

Advisor at C••••• F••••••••• I••••••••• A•••••••

NEW YORK, NY | LYNCHBURG, VA

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Search this name across graphsid dfx:ria:51822557-ad38-69a2-98a1-a25af45639e8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 21, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• F••••••••• I••••••••• A•••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• F••••••••• I••••••••• A•••••••	Mixed wealth	Jul 2, 2021	n/a	yes	LYNCHBURG, VA\|NEW YORK, NY	Current employment
F•••••• B•••• • P••••• I••	Former SEC adviser	Jan 21, 2000	Jul 7, 2021	no	LYNCHBURG, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••• B•••• • P••••• I••	C••••• F••••••••• I••••••••• A•••••••	Jul 7, 2021	Jul 2, 2021	-5	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
105718:159296:VA:2021-07-07	Jul 7, 2021	Jul 2, 2021	LYNCHBURG, VA	Firm change

Relationships

Registered with (2)

→ C••••• F••••••••• I••••••••• A•••••••Registered adviserregistration: current employment
Jul 2, 2021 to presentfactForm ADV
→ F•••••• B•••• • P••••• I••Registered adviserregistration: previous registration
Jan 21, 2000 to Jul 7, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:51822557-ad38-69a2-98a1-a25af45639e8
First observed: Jan 21, 2000
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.