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RIA / WealthAdvisor37 years in industry

MICHAEL SCOTT DUNCAN

Advisor at PRIME CAPITAL FINANCIAL

OVERLAND PARK, KS | Bonita Springs, FL | PARAMUS, NJ

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Search this name across graphsid dfx:ria:5185ce82-ead3-6403-51bf-82625ef2c539

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 1, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRIME CAPITAL FINANCIAL
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 22, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Dec 22, 1988
First registration: Aug 1, 2002
Dual registered: no
Other names: MICHAEL S DUNCAN
IAPD individual key: 1885913

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRIME CAPITAL FINANCIAL	Mixed wealth	Oct 6, 2023	n/a	yes	Bonita Springs, FL\|OVERLAND PARK, KS\|PARAMUS, NJ	Current employment
UNITED CAPITAL FINANCIAL ADVISORS	Independent wealth	Jan 19, 2010	Nov 3, 2023	no	RIDGEWOOD, NJ\|PARAMUS, NJ\|EASTCHESTER, NY\|BONITA SPRINGS, FL\|Paramus, NJ	Previous registration
DFG ADVISORS, INC.	n/a	Jun 2, 2004	Jun 8, 2010	no	RIDEGWOOD, NJ	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Aug 1, 2002	Jan 12, 2010	no	RIDGEWOOD, NJ\|Midland Park, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UNITED CAPITAL FINANCIAL ADVISORS	PRIME CAPITAL FINANCIAL	Nov 3, 2023	Oct 6, 2023	-28	Firm change	Ibd to RIA
DFG ADVISORS, INC.	UNITED CAPITAL FINANCIAL ADVISORS	Jun 8, 2010	Jan 19, 2010	-140	Firm change after gap	Other
COMMONWEALTH FINANCIAL NETWORK	DFG ADVISORS, INC.	Jan 12, 2010	Jun 2, 2004	-2,050	Firm change after gap	Other

Relationships

Registered with (4)

→ PRIME CAPITAL FINANCIALRegistered adviserregistration: current employment
Oct 6, 2023 to presentfactForm ADV
→ UNITED CAPITAL FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jan 19, 2010 to Nov 3, 2023factForm ADV
→ DFG ADVISORS, INC.Registered adviserregistration: previous registration
Jun 2, 2004 to Jun 8, 2010factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Aug 1, 2002 to Jan 12, 2010factForm ADV

Dated events

Occurred
Nov 3, 2023
Advisor changed firm
Michael Scott Duncan left United Capital Financial Advisors for Prime Capital Financial (registered 2023-10-06)
Form ADVobserved 6 days ago