DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••••••• F•••••••• N••••••
Collierville, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••••• F•••••••• N•••••• | National bd RIA | Oct 15, 2015 | n/a | yes | Collierville, TN | Current employment |
| P•••••• • B••••• F•••••••• P•••••••• L•• | n/a | Jan 17, 2014 | Oct 15, 2015 | no | COLLIERVILLE, TN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | P•••••• W••••• A••••••• L•• | Oct 26, 2015 | Jun 2, 2005 | -3,798 | Firm change after gap | Other |
| P•••••• W••••• A••••••• L•• | P•••••• • B••••• F•••••••• P•••••••• L•• | Oct 15, 2015 | Jan 17, 2014 |
| P•••••• W••••• A••••••• L•• | n/a | Jun 2, 2005 | Oct 15, 2015 | no | COLLIERVILLE, TN | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Apr 4, 2005 | Oct 26, 2015 | no | COLLIERVILLE, TN | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Feb 3, 2004 | Mar 24, 2005 | no | MEMPHIS, TN | Previous registration |
| -636 |
| Firm change after gap |
| Other |
| P•••••• • B••••• F•••••••• P•••••••• L•• | C••••••••• F•••••••• N•••••• | Oct 15, 2015 | Oct 15, 2015 | 0 | Firm change | Other |
| U•• F•••••••• S••••••• I••• | L•• F•••••••• L•• | Mar 24, 2005 | Apr 4, 2005 | 11 | Firm change | Other |