DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

ALICE BRATTAIN SHAGLEY

Advisor at OSAIC WEALTH, INC.

TERRE HAUTE, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5186dbd5-9da4-c38a-1529-6a5c0a49cfd1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 13, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 10, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Dec 10, 1998
First registration: Oct 13, 2005
Dual registered: yes, broker-dealer
Other names: ALICE JEANNE BRATTAIN|ALICE JEANNE BRATTAIN
IAPD individual key: 3146455

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	n/a	yes	TERRE HAUTE, IN	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Aug 2, 2022	Jan 19, 2024	no	TERRE HAUTE, IN\|TERRE HAUTE, IN	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Jun 8, 2022	no	TERRE HAUTE, IN\|BLOOMINGTON, IN\|Terre Haute, IN	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Oct 13, 2005	Jan 1, 2008	no	TERRE HAUTE, IN\|ST. LOUIS, MO\|TERRE HAUTE, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
WELLS FARGO ADVISORS	WOODBURY FINANCIAL SERVICES, INC.	Jun 8, 2022	Aug 2, 2022	55	Firm change	Wirehouse to ibd
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 2, 2022 to Jan 19, 2024factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Jun 8, 2022factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Oct 13, 2005 to Jan 1, 2008factForm ADV

Dated events

Occurred
Jun 8, 2022
Advisor changed firm
Alice Brattain Shagley left Wells Fargo Advisors for Woodbury Financial Services, Inc. (registered 2022-08-02)
Form ADVobserved 6 days ago