DFX Intelligence

S•••• V•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

S•••• V•••••••••

Advisor at P•••• S•••••• • C••

Chicago, IL | MINNEAPOLIS, MN

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 9, 2024 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••• S•••••• • C••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••• S•••••• • C••	Institutional manager	Aug 4, 2026	n/a	yes	MINNEAPOLIS, MN\|Chicago, IL\|Chicago, IL	Current employment
S•••••••	Bd affiliated wealth	Sep 9, 2024	Jun 17, 2026	no	Cleveland, OH\|LITTLE ROCK, AR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••	P•••• S•••••• • C••	Jun 17, 2026	Aug 4, 2026	48	Firm change	Other

Relationships

Registered with (2)

→ P•••• S•••••• • C••Registered adviserregistration: current employment
Aug 4, 2026 to presentfactForm ADV
→ S•••••••Registered adviserregistration: previous registration
Sep 9, 2024 to Jun 17, 2026factForm ADV

Dated events

Occurred
Jun 17, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 9, 2024
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.