DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

ENHANCED MUNICIPAL MANAGERS LLC

CRD 153697

MINNETONKA, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:51966508-ac5a-5a36-4cbe-72fc633bb8fb

Data as of Mar 30, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 4, 2012 to Mar 30, 2018
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $9.0MItem 5.F on the latest filing (2018-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $7.3M
Private client RAUM: $6.9MderivedItem 5.D individuals plus high net worth individuals
Private client share: 77%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 15
High net worth clients: 6
SEC number: 801-71794
CRD: 153697
Filings on the tape: 11
First filed: Jun 4, 2012
Latest filed: Mar 30, 2018
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALBRIGHT, ROBERT, DEAN	Member	C	yes	03/2009	Jun 4, 2012	Mar 30, 2018
JACOBUS, ROLAND, AUSTIN	Member	C	yes	03/2009	Jun 4, 2012	Mar 30, 2018
PETERS, SUSANNA, PERSIS	Member	Na	yes	01/2015	Apr 6, 2015	Mar 30, 2018
STEVENS, TIMOTHY, WAITE	CHIEF COMPLIANCE OFFICER	Na	yes	09/2010	Jun 4, 2012	Mar 30, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ASA MANAGED ACCOUNT MANAGERS LLC	n/a	Independent wealth	$1.1B	N	yes	n/a
ALTERNATIVE STRATEGY ADVISERS LLC	n/a	n/a	n/a	N	yes	n/a
ASA TAX ADVANTAGED ADVISORS LLC	n/a	n/a	n/a	N	yes	n/a
TF MANAGERS LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 30, 2018	$9.0M	$7.3M	0	0	1	n/a	n/a
2016	Mar 29, 2017	$8.4M	$7.0M	3	1	n/a	n/a	n/a
2015	Mar 30, 2016	$7.5M	$7.5M	3	1	n/a	n/a	n/a
2014	Apr 6, 2015	$7.6M	$7.6M	4	1	n/a	n/a	n/a
2013	Apr 29, 2014	$6.6M	$6.6M	5	1	n/a	n/a	n/a
2012	Apr 2, 2013	$27.7M	$27.7M	6	1	n/a	n/a	n/a
2011	Jun 4, 2012	$22.8M	$22.8M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$9.0M	$8.4M	6.2%	$7.6M	5.5%	0	3	1	n/a

Relationships

Affiliated with (1)

→ ASA MANAGED ACCOUNT MANAGERS LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (4)

← STEVENS, TIMOTHY, WAITEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 4, 2012 to presentfactForm ADV
← JACOBUS, ROLAND, AUSTINOwnerMEMBER, ownership code C, individual
Jun 4, 2012 to presentfactForm ADV
← ALBRIGHT, ROBERT, DEANOwnerMEMBER, ownership code C, individual
Jun 4, 2012 to presentfactForm ADV
← PETERS, SUSANNA, PERSISOwnerMEMBER, ownership code NA, individual
Apr 6, 2015 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:51966508-ac5a-5a36-4cbe-72fc633bb8fb
First observed: Jun 4, 2012
Last observed: Mar 30, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ENHANCED MUNICIPAL MANAGERS LLC

CRD 153697

MINNETONKA, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:51966508-ac5a-5a36-4cbe-72fc633bb8fb

Data as of Mar 30, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:50 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALBRIGHT, ROBERT, DEAN

Member

yes

03/2009

Jun 4, 2012

Mar 30, 2018

JACOBUS, ROLAND, AUSTIN

Member

yes

03/2009

Jun 4, 2012

Mar 30, 2018

PETERS, SUSANNA, PERSIS

Member

yes

01/2015

Apr 6, 2015

Mar 30, 2018

STEVENS, TIMOTHY, WAITE

CHIEF COMPLIANCE OFFICER

yes

09/2010

Jun 4, 2012

Mar 30, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ASA MANAGED ACCOUNT MANAGERS LLC

n/a

Independent wealth

$1.1B

yes

n/a

ALTERNATIVE STRATEGY ADVISERS LLC

n/a

yes

n/a

ASA TAX ADVANTAGED ADVISORS LLC

n/a

yes

n/a

TF MANAGERS LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 30, 2018

$9.0M

$7.3M

n/a

2016

Mar 29, 2017

$8.4M

$7.0M

n/a

2015

Mar 30, 2016

$7.5M

n/a

2014

Apr 6, 2015

$7.6M

n/a

2013

Apr 29, 2014

$6.6M

n/a

2012

Apr 2, 2013

$27.7M

n/a

2011

Jun 4, 2012

$22.8M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$9.0M

$8.4M

6.2%

$7.6M

5.5%

n/a