This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

EMPOWER ADVISORY GROUP, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 2005earliest registration or exam on IAPD

Years in industry

21derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Jun 7, 2018

First registration

Sep 19, 2018

Dual registered

yes, broker-dealer

Other names

Susan Lynn Dockus|SUSAN LYNN OMAN

IAPD individual key

6942473

• Occurred

  May 2, 2023
  Advisor changed firm

  Susan Oman left Capital Client Group, Inc. for Empower Advisory Group, Llc (registered 2023-07-05)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:5197cbb9-8239-6245-ff01-5816cdc05b1e

First observed

Sep 19, 2018

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.