DFX Intelligence
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Reading the graph
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Advisor at A•••• A•••••••• L•
SAN ANTONIO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•••• A•••••••• L• | Independent wealth | Jan 14, 2003 | n/a | yes | SAN ANTONIO, TX | Current employment |
| A•••• A•••••••• L• | Independent wealth | Aug 15, 2002 | Dec 31, 2002 | no | SAN ANTONIO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E•••• • Y•••• I••••••••• A••••••• L•• | A•••• A•••••••• L• | Aug 21, 2002 | Aug 15, 2002 | -6 | Firm change | Other |
| E•••• • Y•••• I••••••••• A••••••• L•• |
| No RAUM reported |
| Aug 8, 2000 |
| Aug 21, 2002 |
| no |
| SAN ANTONIO, TX |
| Previous registration |