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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

THOMAS PAUL CLOONEY

Advisor at RETIREMENT PLAN ADVISORS, LLC

CHICAGO, IL | Egg Harbor Township, NJ

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Search this name across graphsid dfx:ria:51a21808-941b-0995-c0ce-36bf05ca011b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 21, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RETIREMENT PLAN ADVISORS, LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 29, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 29, 2003
First registration: Oct 21, 2003
Dual registered: yes, broker-dealer
Other names: THOMAS P CLOONEY
IAPD individual key: 4220116

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RETIREMENT PLAN ADVISORS, LLC	Mixed wealth	Nov 4, 2020	n/a	yes	CHICAGO, IL\|Egg Harbor Township, NJ	Current employment
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	May 24, 2019	Nov 10, 2020	no	King of Prussia, PA\|ARLINGTON, VA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	May 12, 2010	May 22, 2019	no	Philadelphia, PA\|Marlton, NJ	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Apr 6, 2009	Apr 30, 2010	no	CAPE MAY COURTHOUSE, NJ\|PLEASANTVILLE, NJ\|STOHE HARBOR, NJ\|MARMORA, NJ\|VINELAND, NJ\|VINELAND, NJ	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Oct 21, 2003	Mar 24, 2009	no	PHILADELPHIA, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E*TRADE CAPITAL MANAGEMENT, LLC	RETIREMENT PLAN ADVISORS, LLC	Nov 10, 2020	Nov 4, 2020	-6	Firm change	RIA to RIA
CHARLES SCHWAB & CO., INC.	E*TRADE CAPITAL MANAGEMENT, LLC	May 22, 2019	May 24, 2019	2	Firm change	Ibd to RIA
PNC WEALTH MANAGEMENT	CHARLES SCHWAB & CO., INC.	Apr 30, 2010	May 12, 2010	12	Firm change	Other
STRATEGIC ADVISERS LLC	PNC WEALTH MANAGEMENT	Mar 24, 2009	Apr 6, 2009	13	Firm change	Other

Relationships

Registered with (5)

→ RETIREMENT PLAN ADVISORS, LLCRegistered adviserregistration: current employment
Nov 4, 2020 to presentfactForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 24, 2019 to Nov 10, 2020factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
May 12, 2010 to May 22, 2019factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 6, 2009 to Apr 30, 2010factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Oct 21, 2003 to Mar 24, 2009factForm ADV

Dated events

No dated event names this entity yet.