DFX Intelligence

M•••• A•••• C•••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

M•••• A•••• C•••••• M••••••••• L•

CRD 165827

GREENWICH, CT

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Search this name across graphsid dfx:ria:51a38e6c-6ff5-f6df-9bea-e3500793d923

Data as of May 15, 2014 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 16, 2013 to May 15, 2014
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $535M••• Locked
Discretionary RAUM: $535M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M•••• A•••• F••• L•	Hedge Fund	$38.6M	Mar 21, 2024	72	Jan 16, 2013	reported	021-349745
M•••• A•••• M••••• F••• L•	Hedge Fund	$33.1M	Mar 25, 2015

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• J••••••• A•••••••	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	Na	yes	08/2012	Jan 16, 2013	May 15, 2014
M•••• A•••• G• L••	GENERAL PARTNER	Na	yes	08/2012	Jan 16, 2013	May 15, 2014

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M•••• A•••• C•••••• G• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 31, 2014	$535M	$535M	9	6	n/a	1	$535M

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$535M	n/a	n/a	n/a	n/a	9	n/a	n/a	n/a

Relationships

Advises (3)

→ M•••• A•••• F••• L•Private fundHedge Fund, ERA
Jan 16, 2013 to presentfactForm ADV
→ M•••• A•••• E•••••••• F••• L•Private fundHedge Fund, ERA
Mar 21, 2023 to presentfactForm ADV
→ M•••• A•••• M••••• F••• L•Private fundHedge Fund, ERA
Jan 16, 2013 to presentfactForm ADV

Controls (3)

Dated events

Occurred
Jan 16, 2013
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:51a38e6c-6ff5-f6df-9bea-e3500793d923
First observed: Jan 16, 2013
Last observed: May 15, 2014 150 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.