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Advisor at A••••••• O• C•••
Newport Beach, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••• O• C••• | State registered | Sep 8, 2025 | n/a | yes | Newport Beach, CA | Current employment |
| W••• | Former SEC adviser | May 19, 2021 | Mar 22, 2025 | no | IRVINE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W••• | A••••••• O• C••• | Mar 22, 2025 | Sep 8, 2025 | 170 | Firm change | RIA to state RIA |
| M••••• S•••••• D• I••• | W••• | Feb 20, 2003 | May 19, 2021 |
| n/a |
| Apr 2, 2002 |
| Feb 20, 2003 |
| no |
| RANCHO SANTA MARGARITA, CA |
| Previous registration |
| Firm change after gap |
| Other |