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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ARTA FINANCE

ARTA FINANCE WEALTH MANAGEMENT, LLC, CRD 318714

MOUNTAIN VIEW, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:51b164af-e1e2-c903-4417-38cd72455bb7

Data as of Jun 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Mar 10, 2022 to Jun 25, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $153MItem 5.F on the latest filing (2026-06-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $153M
Private client RAUM: $153MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $51.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 68
Advisory employees: 18
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,091
High net worth clients: 1,043
SEC number: 801-123662
CRD: 318714
Filings on the tape: 27
First filed: Mar 10, 2022
Latest filed: Jun 25, 2026
Organised: Limited Liability Company, DE
Website: podcasts.apple.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Matthew Stefan Linker	n/a	MOUNTAIN VIEW, CA \| Seattle, WA	3	11	n/a	no
JAMES DANIEL MIHM	n/a	MOUNTAIN VIEW, CA \| Chicago, IL	0	11	2	no
Nicholas Jacob Lin	n/a	MOUNTAIN VIEW, CA \| Brooklyn, NY	0	14	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LIN, FELIX	President	A	yes	07/2021	Mar 10, 2022	Dec 20, 2024
SENGUPTA, CAESAR	Ceo	A	yes	07/2021	Mar 10, 2022	Dec 20, 2024
SHAPIRO, DAVID, JON	Secretary	A	yes	07/2021	Mar 10, 2022	Dec 20, 2024
WILKINSON, DAVID, FRANCIS	Cco	Na	yes	04/2024	Apr 9, 2024	Dec 20, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ARTA FINANCE CLUB LLC	n/a	n/a	n/a	N	yes	n/a
ARTA FINANCE INSURANCE LLC	n/a	n/a	n/a	N	yes	n/a
ARTA FINANCE SECURITIES LLC	n/a	n/a	n/a	N	yes	n/a
ARTA WEALTH MANAGEMENT PTE. LTD	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Singapore	n/a	Singapore	5	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 6

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$153M	$153M	68	18	1	n/a	n/a
2024	Mar 31, 2025	$123M	$123M	88	18	1	n/a	n/a
2023	Mar 29, 2024	$135M	$45.8M	98	18	0	n/a	n/a
2022	Mar 27, 2023	$1.6M	$556,921	80	8	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	1	1	33.3%	0	0	0	3	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$153M	$123M	24.3%	$1.6M	353.4%	68	88	1	1

Relationships

Registered with (4)

← Nicholas Jacob LinAdvisorregistration: current employment
May 8, 2026 to presentfactForm ADV
← JAMES DANIEL MIHMAdvisorregistration: current employment
Mar 18, 2026 to presentfactForm ADV
← Matthew Stefan LinkerAdvisorregistration: current employment
Aug 16, 2023 to presentfactForm ADV
← Geoffrey Paul TullyAdvisorregistration: previous registration
Apr 8, 2024 to Sep 30, 2025factForm ADV

Controls (4)

← LIN, FELIXOwnerPRESIDENT, ownership code A, individual
Mar 10, 2022 to Dec 20, 2024factForm ADV
← SHAPIRO, DAVID, JONOwnerSECRETARY, ownership code A, individual
Mar 10, 2022 to Dec 20, 2024factForm ADV
← SENGUPTA, CAESAROwnerCEO, ownership code A, individual
Mar 10, 2022 to Dec 20, 2024factForm ADV
← WILKINSON, DAVID, FRANCISOwnerCCO, ownership code NA, individual
Apr 9, 2024 to Dec 20, 2024factForm ADV

Dated events

Occurred
Sep 30, 2025
Advisor changed firm
Geoffrey Paul Tully left Arta Finance for J.P. Morgan Securities Llc (registered 2025-10-27)
Form ADVobserved 4 days ago
Occurred
Apr 9, 2024
Control person joined
Francis David Wilkinson (Cco) appeared on Schedule A of Arta Finance
Form ADVobserved 4 days ago
Occurred
Mar 10, 2022
First Form ADV filing
Arbo Works filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:51b164af-e1e2-c903-4417-38cd72455bb7
First observed: Mar 10, 2022
Last observed: Jun 25, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ARTA FINANCE

ARTA FINANCE WEALTH MANAGEMENT, LLC, CRD 318714

MOUNTAIN VIEW, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:51b164af-e1e2-c903-4417-38cd72455bb7

Data as of Jun 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:39 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Matthew Stefan Linker

n/a

MOUNTAIN VIEW, CA | Seattle, WA

n/a

JAMES DANIEL MIHM

n/a

MOUNTAIN VIEW, CA | Chicago, IL

Nicholas Jacob Lin

n/a

MOUNTAIN VIEW, CA | Brooklyn, NY

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LIN, FELIX

President

yes

07/2021

Mar 10, 2022

Dec 20, 2024

SENGUPTA, CAESAR

Ceo

yes

07/2021

Mar 10, 2022

Dec 20, 2024

SHAPIRO, DAVID, JON

Secretary

yes

07/2021

Mar 10, 2022

Dec 20, 2024

WILKINSON, DAVID, FRANCIS

Cco

yes

04/2024

Apr 9, 2024

Dec 20, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ARTA FINANCE CLUB LLC

n/a

yes

n/a

ARTA FINANCE INSURANCE LLC

n/a

yes

n/a

ARTA FINANCE SECURITIES LLC

n/a

yes

n/a

ARTA WEALTH MANAGEMENT PTE. LTD

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Singapore

n/a

Singapore

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$153M

n/a

2024

Mar 31, 2025

$123M

n/a

2023

Mar 29, 2024

$135M

$45.8M

n/a

2022

Mar 27, 2023

$1.6M

$556,921

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

33.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$153M

$123M

24.3%

$1.6M

353.4%