M•••••• M•••••

Advisor at V••• F•••••••• A•••••••• I•••

WINDSOR, CT | Enfield, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Nov 9, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••• F•••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 15, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Feb 27, 2023	n/a	yes	Enfield, CT\|WINDSOR, CT	Current employment
C••••• A•••••• N••••••• L••	Former SEC adviser	Nov 9, 2022	Feb 28, 2023	no	Enfield, CT\|EL SEGUNDO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A•••••• N••••••• L••	V••• F•••••••• A•••••••• I•••	Feb 28, 2023	Feb 27, 2023	-1	Firm change	Ibd to ibd
V••• R••••••••• A•••••••• L••	C••••• A•••••• N••••••• L••	Apr 4, 2022	Nov 9, 2022

Relationships

Registered with (4)

→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 12, 2018 to Jun 15, 2021factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Nov 9, 2022 to Feb 28, 2023factForm ADV
→ V••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Jun 14, 2021 to Apr 4, 2022factForm ADV
→ V••• R••••••••• A•••••••• L••

Dated events

Order

Occurred
28 Feb 2023
Advisor changed firm
••• Locked
Form ADV
Occurred
4 Apr 2022
Advisor changed firm2 events
M•••••• M•••••: advisor changed firm, 2 firms, on 4 Apr 2022
- ••• Locked
- ••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 9, 2004
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.