This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0

Regulatory AUM

$195MItem 5.F on the latest filing (2026-06-22); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$195M

Private client RAUM

$194MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

4

RAUM per advisor

$48.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

4

Advisory employees

4

Offices

0Schedule D 1.F, beyond the principal office

Accounts

432

Individual clients

123

High net worth clients

133

SEC number

801-129370

CRD

328786

Filings on the tape

13

First filed

Dec 18, 2023

Latest filed

Jun 22, 2026

Organised

Limited Liability Company, NC

• Occurred

  Dec 18, 2023
  First Form ADV filing

  Independent Wealth Advisor filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:51bae7bb-405b-7447-338d-34fce4c2f1f1

First observed

Dec 18, 2023

Last observed

Jun 22, 2026 3 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.