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S•••• L••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

S•••• L••• B••••••

Advisor at L•••

LOS ANGELES, CA | New York, NY

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Search this name across graphsid dfx:ria:51bd24e9-34fe-5f51-50d3-beb20bda3e9b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 2
Observed: Dec 4, 2007 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S•••• L••• B••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

S•••• L••• B••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 3, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••	Independent wealth	Apr 6, 2022	n/a	yes	LOS ANGELES, CA\|New York, NY	Current employment
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Jun 20, 2016	Oct 1, 2021	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• N••••••• • C••••••• I•••••••••	L•••	Oct 1, 2021	Apr 6, 2022	187	Firm change	Ibd to RIA
B••••••• C•••••• I•••	S•••••• N••••••• • C••••••• I•••••••••	Dec 17, 2015	Jun 20, 2016

Relationships

Registered with (4)

→ L•••Registered adviserregistration: current employment
Apr 6, 2022 to presentfactForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Jun 20, 2016 to Oct 1, 2021factForm ADV
→ B••••••• C•••••• I•••Registered adviserregistration: previous registration
Jan 21, 2009 to Dec 17, 2015factForm ADV
→ L••••• B••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:51bd24e9-34fe-5f51-50d3-beb20bda3e9b
First observed: Dec 4, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.