DFX Intelligence

C•••• F••••• W••••• A•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

C•••• F••••• W••••• A•••••••• I•••

CRD 114702

MCKINNEY, TX

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Search this name across graphsid dfx:ria:51c32a82-5237-d54c-a78d-f5e122216fc3

Data as of May 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 3
On other graphs: 1
Observed: Mar 26, 2020 to May 6, 2026
18 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

C•••• F••••• W••••• A•••••••• I•••

Family office · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.89 fund_share=0.0 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $620M••• Locked
Discretionary RAUM: $620M
Private client RAUM: $552Mderived••• Locked
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $68.8Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
K••••• J•• S•••••••	Certified Financial Planner	MCKINNEY, TX	27	32	n/a	no
K•••• A••• N•••••	Certified Financial Planner	MCKINNEY, TX	19	19	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••••••• C•••• D••••	Shareholder	C	yes	01/2023	Mar 20, 2023	Aug 8, 2024
N•••••• K••••• A•••	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	B	yes	01/2015	Mar 26, 2020	Aug 8, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F•••• L•••• B•••••••• L•	n/a	n/a	n/a	N	no	n/a
K••••• J• S•••••••• P•	n/a	n/a	n/a	N	yes	n/a
T••••••••• O•• • G••• I•••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	1	0	0	2	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$620M	$541M	14.5%	$333M	23.0%	10	8	0	0

Relationships

Registered with (9)

← C•••• S••••Advisorregistration: current employment
Aug 19, 2026 to presentfactForm ADV
← J••••• D•••• S••••Advisorregistration: current employment
Apr 28, 2026 to presentfactForm ADV
← D•••• M•••••• W••••••Advisorregistration: current employment
Sep 23, 2025 to presentfactForm ADV
← W•••••• S•••• S•••••••

Dated events

Occurred
Apr 29, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$138M
Occurred
Mar 17, 2021
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$115M
Occurred
Mar 26, 2020
Ria f•••• adv filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:51c32a82-5237-d54c-a78d-f5e122216fc3
First observed: Mar 26, 2020
Last observed: May 6, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.