DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at DODDS WEALTH, LLC
GREENWOOD VILLAGE, CO | COLORADO SPRINGS, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DODDS WEALTH, LLC | Independent wealth | Jan 6, 2023 | n/a | yes | GREENWOOD VILLAGE, CO|COLORADO SPRINGS, CO | Current employment |
| DODDS WEALTH MANAGEMENT GROUP | n/a | Oct 3, 2014 | May 15, 2023 | no | COLORADO SPRINGS, CO|Colorado Springs, CO|GREENWOOD VILLAGE, CO | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 3, 2014 | Apr 25, 2023 | no | COLORADO SPRINGS, CO|GREENWOOD VILLAGE, CO|COLORADO SPRINGS, CO | Previous registration |
| SII INVESTMENTS, INC. | Former SEC adviser | Sep 4, 2013 | Oct 3, 2014 | no | COLORADO SPRINGS, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DODDS WEALTH MANAGEMENT GROUP | DODDS WEALTH, LLC | May 15, 2023 | Jan 6, 2023 | -129 | Firm change after gap | Other |
| LPL FINANCIAL LLC | DODDS WEALTH MANAGEMENT GROUP | Apr 25, 2023 | Oct 3, 2014 | -3,126 | Firm change after gap | Other |
| SII INVESTMENTS, INC. | LPL FINANCIAL LLC | Oct 3, 2014 | Oct 3, 2014 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 131734:323632:CO:2023-05-15 | May 15, 2023 | Jan 6, 2023 | GREENWOOD VILLAGE, CO | Firm change after gap |
| 6413:131734:CO:2023-04-25 | Apr 25, 2023 | Oct 3, 2014 | COLORADO SPRINGS, CO | Firm change after gap |