DFX Intelligence

L• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

L• A•••••••

L• A•••••••, LLC, CRD 171859

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Search this name across graphsid dfx:ria:51c60364-0f7e-6bd0-c246-62147cb85d8e

Data as of Jun 6, 2014 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 6, 2014 to Jun 6, 2014
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Accounts: 0

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• L••••	President	E	yes	06/2014	Jun 6, 2014	Jun 6, 2014
H••••••••• J••••• A••••••••	CHIEF COMPLIANCE OFFICER	Na	yes	06/2014	Jun 6, 2014	Jun 6, 2014

Relationships

Controls (2)

← H••••••••• J••••• A••••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 6, 2014 to presentfactForm ADV
← A•••••• L••••OwnerPRESIDENT, ownership code E, individual
Jun 6, 2014 to presentfactForm ADV

Dated events

Occurred
Jun 6, 2014
First Form ADV filing
L• A••••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:51c60364-0f7e-6bd0-c246-62147cb85d8e
First observed: Jun 6, 2014
Last observed: Jun 6, 2014 149 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.