DFX Intelligence

C••••••••• C•••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

C••••••••• C•••••• D•••••

Advisor at B••••• W••••• M••••••••• G••••• L••

NEW PALTZ, NY

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Search this name across graphsid dfx:ria:51c8b209-835d-0f79-8dab-e986656021dd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 25, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• W••••• M••••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• W••••• M••••••••• G••••• L••	Independent wealth	Sep 4, 2021	n/a	yes	NEW PALTZ, NY	Current employment
M••••• O• O•••• I••••••• S•••••••• I•••	Independent wealth	Jul 25, 2006	Feb 13, 2018	no	LATHAM, NY\|LATHAM, NY\|KERHONKSON, NY\|LATHAM, NY\|POUGHKEEPSIE, NY\|KERHONKSON, NY\|LATHAM, NY\|NEW PALTZ, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• O• O•••• I••••••• S•••••••• I•••	B••••• W••••• M••••••••• G••••• L••	Feb 13, 2018	Sep 4, 2021	1,299	Firm change after gap	Other

Relationships

Registered with (2)

→ B••••• W••••• M••••••••• G••••• L••Registered adviserregistration: current employment
Sep 4, 2021 to presentfactForm ADV
→ M••••• O• O•••• I••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 25, 2006 to Feb 13, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:51c8b209-835d-0f79-8dab-e986656021dd
First observed: Jul 25, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.