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M••••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

M••••• R••••••••

Advisor at S•••••• C•••••• A••••••• L••

NEW YORK, NY | Coral Gables, FL

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Search this name across graphsid dfx:ria:51db606e-addc-fed5-0680-70137921ad05

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 26, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• C•••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 21, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• C•••••• A••••••• L••	Bd affiliated wealth	May 11, 2021	n/a	yes	Coral Gables, FL\|NEW YORK, NY	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 28, 2010	May 14, 2021	no	CORAL GABLES, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	S•••••• C•••••• A••••••• L••	May 14, 2021	May 11, 2021	-3	Firm change	Wirehouse to ibd
C•••••••• G••••• M•••••• I•••	W•••• F•••• A•••••••	Jan 27, 2010	Jan 28, 2010

Relationships

Registered with (4)

→ S•••••• C•••••• A••••••• L••Registered adviserregistration: current employment
May 11, 2021 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 28, 2010 to May 14, 2021factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
May 29, 2007 to Jan 27, 2010factForm ADV
→ C••••••• I••••••••• S•••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:51db606e-addc-fed5-0680-70137921ad05
First observed: Jul 26, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.