DFX Intelligence

C•••••• W•••••• F•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

C•••••• W•••••• F•••

Advisor at C•••••• F••• I••••••••• I•••

IRVINE, CA

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Search this name across graphsid dfx:ria:51dc0f91-1257-cbd7-5df7-464cc9e5bc99

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 12, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• F••• I••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 12, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• F••• I••••••••• I•••	Independent wealth	Jan 12, 2010	n/a	yes	IRVINE, CA	Current employment
R•••••••• M•••••••• A•••••••• L••	n/a	Apr 4, 2008	Dec 31, 2009	no	IRVINE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• F••• I••••••••• I•••	R•••••••• M•••••••• A•••••••• L••	Dec 31, 2009	Apr 4, 2008	-636	Firm change after gap	Other
R•••••••• M•••••••• A•••••••• L••	C•••••• F••• I••••••••• I•••	Dec 31, 2009	Jan 12, 2010

Relationships

Registered with (2)

→ C•••••• F••• I••••••••• I•••Registered adviserregistration: previous registration
Sep 12, 1996 to Dec 31, 2009factForm ADV
→ R•••••••• M•••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 4, 2008 to Dec 31, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:51dc0f91-1257-cbd7-5df7-464cc9e5bc99
First observed: Sep 12, 1996
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.